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Free SMSF Compliance Documents

Three professionally drafted documents required for a compliant, well-administered self-managed super fund. Download free — just enter your details below.

3Free Documents
100%ATO Compliant
EditableWord Format
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These documents are provided to assist SMSF trustees in maintaining compliance. Customise each to your fund's specific circumstances. We recommend trustees seek professional advice before using any template.

SMSF Investment Strategy Template
Word Document (.doc)
Compliance Templates

SMSF Investment Strategy Template

A ready-to-use, ATO-compliant template for your SMSF's investment strategy document. Required by law for every self-managed super fund — this template covers investment objectives, asset allocation ranges, risk profile, diversification, liquidity requirements and insurance considerations.

Document Contents What's inside: Investment objectives · Asset class allocation ranges · Risk tolerance framework · Liquidity requirements · Diversification policy · Insurance review checklist · Trustee declaration
Pro Forma Minutes of Meeting Template
Word Document (.doc)
Compliance Templates

Pro Forma Minutes of Meeting Template

A professionally drafted minutes template for recording formal trustee and member meetings. Essential for key SMSF decisions — adding or removing members, changing the investment strategy, commencing pension phase, approving annual accounts or making significant investment decisions.

Document Contents What's inside: Meeting header (date, time, location) · Attendees & quorum · Agenda items · Resolution format · Signature blocks · Guidance notes on when minutes are required
SMSF Derivatives Risk Statement
Word Document (.doc)
Specialist Documents

SMSF Derivatives Risk Statement

Required by the ATO if your SMSF holds or intends to trade options, futures, contracts for difference (CFDs), warrants or other derivative instruments. This risk statement documents how your fund identifies, manages and limits derivative risk — a legal requirement before your fund can enter into any derivative contract.

Document Contents What's inside: Types of derivatives permitted · Purpose of use (hedging vs speculation) · Risk management procedures · Position limits · Review frequency · Trustee acknowledgment

How to use these documents: Each document is provided as an editable Word file (.doc). Open in Microsoft Word or Google Docs, replace the placeholder text with your fund's specific details, and save. The Investment Strategy should be reviewed annually or whenever your fund's investment approach changes. Minutes should be prepared within 28 days of each trustee meeting. The Derivatives Risk Statement should be updated if your trading approach changes.

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